Justin Roman Maxwell Modray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Candid Financial Advice Limited
FRN 630986
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 24 Oct 2024)
- CF11 Money Laundering Reporting (12 Dec 2014 to 8 Dec 2019)
- CF1 Director (12 Dec 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Dec 2014 to 8 Dec 2019)
Evelyn Partners Investment Management Services Limited (no longer approved here)
FRN 165169
- CF21 Investment Adviser (4 Apr 2003 to 30 Apr 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.