Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
  • Family First Financial Services Limited (no longer approved here)

    FRN 225111

    • [FCA CF] Functions requiring qualifications (13 Feb 2025 to 23 May 2025)
  • Hoxton Wealth (UK) Ltd (no longer approved here)

    FRN 586130

    • [FCA CF] Functions requiring qualifications (22 Aug 2024 to 9 May 2025)
    • [FCA CF] Client dealing (22 Aug 2024 to 9 May 2025)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • CF30 Customer (8 Dec 2022 to 11 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (29 Nov 2022 to 11 Oct 2023)
    • [FCA CF] Client dealing (29 Nov 2022 to 11 Oct 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (21 Feb 2020 to 30 Aug 2022)
    • CF30 Customer (17 Dec 2019 to 30 Aug 2022)
  • Burlington Wealth Management Ltd (no longer approved here)

    FRN 400147

    • Employed By (17 Dec 2019 to 30 Aug 2022)
  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • CF30 Customer (26 Mar 2018 to 28 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

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