Ivan Harvey Cox

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • D G S Independent Financial Advisers Limited

    FRN 225814

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
    • [FCA CF] Client dealing (22 Mar 2021 to 19 Jul 2021)
  • The Moneyhub Limited (no longer approved here)

    FRN 649189

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Dec 2019)
  • HCR Independent Financial Advisers Limited (no longer approved here)

    FRN 216219

    • CF30 Customer (27 Feb 2008 to 30 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.