Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AshGrove Capital LLP
FRN 829447
- SMF27 Partner (since 12 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (12 Dec 2019 to 1 Apr 2026)
- SMF16 Compliance Oversight (12 Dec 2019 to 1 Apr 2026)
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- CF4 Partner (3 Jan 2012 to 26 Mar 2018)
- CF30 Customer (3 Jan 2012 to 26 Mar 2018)
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- CF30 Customer (1 Nov 2007 to 12 Sep 2008)
- CF22 Investment Adviser (Trainee) (25 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.