Date authorised
1 April 2013
Companies House
OC363489
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19-21 Old Bond Street
    London
    W1S 4PX
    UNITED KINGDOM
    Phone
    +442035401553
  • Complaints Contact

    19-21 Old Bond Street
    London
    W1S 4PX
    UNITED KINGDOM
    Phone
    +442035401553

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Albert David Balfour

    IRN AAB01085

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 17 Dec 2019)
    • CF30 Customer (21 Jul 2017 to 8 Dec 2019)
    • CF4 Partner (4 Jun 2015 to 8 Dec 2019)
  • Barbara Anna Marisa Roversi

    IRN BAR01046

    • CF30 Customer (6 Feb 2014 to 12 Mar 2019)
  • Ben Ridlington-Moon

    IRN BXR00184

    • SMF16 Compliance Oversight (since 4 May 2023)
  • Benjamin Gibson

    IRN BHG01014

    • CF30 Customer (21 Jul 2016 to 12 Mar 2019)
  • Bjorn Peter Francesco Tessiore

    IRN BPT01023

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (18 Oct 2019 to 26 Nov 2019)
    • CF30 Customer (3 Dec 2012 to 8 Dec 2019)
  • Carl D'Souza

    IRN CXD01910

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2022)
  • David Harris

    IRN DXH02064

    • CF10 Compliance Oversight (26 Jun 2015 to 8 Aug 2015)
  • David Yuuki Scheurl

    IRN DYS01004

    • CF30 Customer (3 Jan 2012 to 24 Aug 2018)
    • CF4 Partner (3 Jan 2012 to 24 Aug 2018)
  • Devyani Bindal

    IRN DXB02261

    • CF30 Customer (7 Oct 2013 to 12 Mar 2019)
  • Diego Prada

    IRN DXP02223

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 May 2023)
    • CF10 Compliance Oversight (17 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (12 Jul 2016 to 8 Dec 2019)
    • CF4 Partner (12 Jul 2016 to 26 Nov 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.