Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 May 2023)
    • CF10 Compliance Oversight (17 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (12 Jul 2016 to 8 Dec 2019)
    • CF4 Partner (12 Jul 2016 to 26 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.