Date authorised
1 April 2013
Companies House
OC363489
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19-21 Old Bond Street
    London
    W1S 4PX
    UNITED KINGDOM
    Phone
    +442035401553
  • Complaints Contact

    19-21 Old Bond Street
    London
    W1S 4PX
    UNITED KINGDOM
    Phone
    +442035401553

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fabio Cesare Vittorio Andreottola

    IRN FXA01043

    • CF30 Customer (19 Feb 2014 to 6 Jul 2017)
    • CF4 Partner (19 Feb 2014 to 6 Jul 2017)
  • George Hay

    IRN GXH00225

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2022)
  • Giovanni Miele

    IRN GXM01661

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2015 to 20 Nov 2017)
    • CF4 Partner (3 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
  • Ilkka Sakari Rantanen

    IRN ISR01023

    • CF4 Partner (3 Jan 2012 to 26 Mar 2018)
    • CF30 Customer (3 Jan 2012 to 26 Mar 2018)
  • Jan Frederik Schuster

    IRN JFS01093

    • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
  • John Rasih Sinik

    IRN JRS01144

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (3 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
    • CF3 Chief Executive (3 Jan 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jan 2012 to 8 Jun 2017)
    • CF10 Compliance Oversight (3 Jan 2012 to 30 Oct 2015)
  • Jonathan Koos

    IRN JXK02214

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jul 2021)
    • CF30 Customer (8 Jun 2018 to 8 Dec 2019)
  • Kavita Rai

    IRN KXR01587

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Feb 2020)
    • CF11 Money Laundering Reporting (28 Oct 2016 to 8 Dec 2019)
  • Kishan Sammani

    IRN KXS86449

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Sep 2020)
  • Kurt Rive

    IRN KXR00132

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.