Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2015 to 20 Nov 2017)
    • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
    • CF4 Partner (3 Jan 2012 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (4 Oct 2010 to 8 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.