Date authorised
12 December 2019
Companies House
OC421679
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Little Portland Street
    London
    London
    W1W 8BJ
    UNITED KINGDOM
    Phone
    +442081033585
  • Complaints Contact

    12 Little Portland Street
    London
    London
    W1W 8BJ
    UNITED KINGDOM
    Phone
    +447796605100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Alexander Whitfield

    IRN AAW01071

    • [FCA CF] Client dealing (since 30 Apr 2024)
  • Andrew Kelleher

    IRN AXK01136

    • [FCA CF] Client dealing (3 Nov 2025 to 22 Jan 2026)
  • Aurelia Islimye

    IRN AXI00155

    • [FCA CF] Client dealing (11 Jan 2024 to 30 Jun 2024)
  • Beatrice Berglund

    IRN BXB00111

    • SMF16 Compliance Oversight (since 1 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2026)
    • [FCA CF] Client dealing (29 Aug 2024 to 1 Apr 2026)
  • Benjamin Gibson

    IRN BHG01014

    • [FCA CF] Client dealing (since 1 Oct 2020)
  • Charlotte Brown

    IRN CXB00298

    • [FCA CF] Client dealing (1 Oct 2020 to 21 Nov 2023)
  • Elena Ezhova

    IRN EXE00094

    • [FCA CF] Client dealing (6 Dec 2024 to 22 Jan 2026)
  • Gareth Bowen Read

    IRN GBR01026

    • SMF16 Compliance Oversight (1 May 2021 to 3 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 May 2021 to 3 Sep 2021)
  • Ilkka Sakari Rantanen

    IRN ISR01023

    • SMF27 Partner (since 12 Dec 2019)
    • SMF16 Compliance Oversight (12 Dec 2019 to 1 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Dec 2019 to 1 Apr 2026)
  • James Michael Cunnah

    IRN JXC02316

    • [FCA CF] Client dealing (29 Aug 2024 to 22 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

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