Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (29 Jul 2025 to 22 Apr 2026)
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- (11)Employed By (29 Jul 2025 to 22 Apr 2026)
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- SMF17 Money Laundering Reporting Officer (MLRO) (1 May 2021 to 3 Sep 2021)
- SMF16 Compliance Oversight (1 May 2021 to 3 Sep 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 17 Jan 2020)
- CF30 Customer (27 Apr 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 17 Jan 2020)
- CF30 Customer (27 Apr 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 17 Jan 2020)
- CF30 Customer (25 Jan 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.