Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 13 Mar 2025)
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- [FCA CF] Client dealing (2 Aug 2024 to 25 Nov 2024)
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- [FCA CF] Material risk taker (3 Jan 2020 to 30 Sep 2021)
- [FCA CF] Client dealing (14 Aug 2019 to 30 Sep 2021)
- CF30 Customer (2 Jul 2008 to 26 Mar 2012)
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- [FCA CF] Manager of certification employee (3 May 2018 to 9 Jul 2019)
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- [FCA CF] Material risk taker (3 Mar 2017 to 9 Jul 2019)
- [FCA CF] Manager of certification employee (14 Nov 2016 to 9 Jul 2019)
- [FCA CF] Client dealing (14 Nov 2016 to 9 Jul 2019)
- CF30 Customer (21 Jan 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.