Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Sep 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Sep 2024)
- CF30 Customer (30 Mar 2010 to 8 Dec 2019)
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- CF30 Customer (28 Nov 2011 to 28 Nov 2011)
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- CF21 Investment Adviser (7 Feb 2005 to 1 Jan 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.