Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Sep 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Sep 2024)
    • CF30 Customer (30 Mar 2010 to 8 Dec 2019)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (28 Nov 2011 to 28 Nov 2011)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (7 Feb 2005 to 1 Jan 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.