Ian Todd

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Family Equity Plan Limited (no longer approved here)

    FRN 122351

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2024)
    • CF10 Compliance Oversight (10 Nov 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Nov 2017 to 8 Dec 2019)
  • Family Investment Management Limited (no longer approved here)

    FRN 122394

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2024)
    • CF10 Compliance Oversight (10 Nov 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Nov 2017 to 8 Dec 2019)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (230)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2024)
    • (231)SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2024)
    • (232)CF11 Money Laundering Reporting (10 Nov 2017 to 8 Dec 2019)
    • (233)CF10 Compliance Oversight (10 Nov 2017 to 8 Dec 2019)
  • OneFamily Advice Limited (no longer approved here)

    FRN 783577

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2024)
    • CF11 Money Laundering Reporting (20 Nov 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Nov 2017 to 8 Dec 2019)
  • Family Assurance Friendly Society Limited (no longer approved here)

    FRN 110067

    • SMF16 Compliance Oversight (10 Dec 2018 to 1 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 1 Mar 2024)
    • CF10 Compliance Oversight (10 Nov 2017 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (10 Nov 2017 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (230)SMF17 Money Laundering Reporting Officer (MLRO) at Engage Mutual Funds Limited

  2. controlled function added: (231)SMF16 Compliance Oversight at Engage Mutual Funds Limited

  3. controlled function added: (232)CF11 Money Laundering Reporting at Engage Mutual Funds Limited

  4. controlled function added: (233)CF10 Compliance Oversight at Engage Mutual Funds Limited