Ian Richard Pace

• 2 Plan Wealth Management Limited

  FRN 461598

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (4 Jan 2013 to 8 Dec 2019)
• SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 100013

  • CF30 Customer (10 Jan 2008 to 1 Nov 2011)
• Lighthouse Advisory Services Limited (no longer approved here)

  FRN 195199

  • CF21 Investment Adviser (3 Apr 2007 to 1 May 2007)
• Lighthouse Financial Advice Limited (no longer approved here)

  FRN 225502

  • (431)Employed By (3 Apr 2007 to 1 May 2007)
• Liverpool Victoria Financial Advice Services Limited (no longer approved here)

  FRN 186890

  • CF21 Investment Adviser (4 Aug 2006 to 26 Apr 2007)
• Liverpool Victoria Financial Services Limited (no longer approved here)

  FRN 110035

  • CF21 Investment Adviser (20 Mar 2006 to 4 Aug 2006)
• Liverpool Victoria Life Company Limited (no longer approved here)

  FRN 110423

  • CF21 Investment Adviser (20 Mar 2006 to 4 Aug 2006)
• The Shepherds Friendly Society Limited (no longer approved here)

  FRN 109997

  • CF21 Investment Adviser (28 Feb 2002 to 27 Oct 2003)
  • CF22 Investment Adviser (Trainee) (14 Jan 2002 to 28 Feb 2002)

No changes recorded yet.