Ian Penney

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Material risk taker (since 7 Mar 2025)
    • [FCA CF] Manager of certification employee (since 26 Jul 2021)
    • [FCA CF] Client dealing (since 29 Aug 2018)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Material risk taker (since 7 Mar 2025)
    • [FCA CF] Manager of certification employee (since 26 Jul 2021)
    • [FCA CF] Client dealing (since 29 Aug 2018)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Benchmark submission and administration (6 Mar 2017 to 5 Aug 2018)
    • [FCA CF] Client dealing (6 Mar 2017 to 5 Aug 2018)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (18 Feb 2016 to 6 Mar 2016)
  • Mitsui Bussan Commodities Ltd (no longer approved here)

    FRN 469094

    • CF30 Customer (1 Apr 2015 to 12 Feb 2016)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (27 Feb 2008 to 30 Mar 2012)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
    • CF21 Investment Adviser (16 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.