Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (10 May 2023 to 31 Mar 2024)
    • [FCA CF] Significant management (10 May 2023 to 31 Mar 2024)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Significant management (10 May 2023 to 1 Sep 2023)
    • [FCA CF] Manager of certification employee (10 May 2023 to 1 Sep 2023)
    • [FCA CF] Material risk taker (10 May 2023 to 1 Sep 2023)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Manager of certification employee (10 May 2023 to 26 Apr 2024)
    • [FCA CF] Significant management (10 May 2023 to 26 Apr 2024)
    • [FCA CF] Material risk taker (10 May 2023 to 26 Apr 2024)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Significant management (10 May 2023 to 7 Aug 2025)
    • [FCA CF] Material risk taker (10 May 2023 to 7 Aug 2025)
    • [FCA CF] Manager of certification employee (10 May 2023 to 7 Aug 2025)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Significant management (10 May 2023 to 26 Apr 2024)
    • [FCA CF] Material risk taker (10 May 2023 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (10 May 2023 to 26 Apr 2024)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • [FCA CF] Manager of certification employee (11 Jan 2019 to 8 Feb 2019)
    • CF28 Systems and controls (1 Aug 2008 to 27 May 2010)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 4 Apr 2019)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 7 Mar 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (2 Mar 2017 to 4 Apr 2019)
    • [FCA CF] Manager of certification employee (2 Mar 2017 to 7 Mar 2019)
    • CF29 Significant management (1 Aug 2008 to 27 May 2010)
    • CF28 Systems and controls (29 Jul 2008 to 27 May 2010)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • CF28 Systems and controls (1 Aug 2008 to 27 May 2010)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF2 Non Executive Director (16 Nov 2004 to 23 Dec 2004)
    • CF8 Apportionment and Oversight (16 Nov 2004 to 26 Nov 2004)
    • CF14 Risk Assessment (22 Sep 2003 to 30 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.