Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Jun 2007 to 31 Oct 2007)
    • Responsible for Insurance Mediation (6 Jun 2007 to 31 Mar 2008)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF17 Significant Mgt (Other Business Operations) (17 Nov 2006 to 1 May 2007)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • CF1 Director (17 Nov 2006 to 1 May 2007)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF17 Significant Mgt (Other Business Operations) (17 Nov 2006 to 1 May 2007)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF1 Director (17 Nov 2006 to 1 May 2007)
    • Responsible for Insurance Mediation (17 Nov 2006 to 1 May 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF17 Significant Mgt (Other Business Operations) (5 Nov 2002 to 18 May 2006)
    • CF14 Risk Assessment (1 Dec 2001 to 14 Jan 2005)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF17 Significant Mgt (Other Business Operations) (5 Nov 2002 to 14 Jan 2005)
    • CF14 Risk Assessment (1 Dec 2001 to 14 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.