Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 31 Mar 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (6 Jun 2007 to 31 Oct 2007)
- Responsible for Insurance Mediation (6 Jun 2007 to 31 Mar 2008)
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- CF17 Significant Mgt (Other Business Operations) (17 Nov 2006 to 1 May 2007)
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- CF1 Director (17 Nov 2006 to 1 May 2007)
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- CF17 Significant Mgt (Other Business Operations) (17 Nov 2006 to 1 May 2007)
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- CF1 Director (17 Nov 2006 to 1 May 2007)
- Responsible for Insurance Mediation (17 Nov 2006 to 1 May 2007)
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- CF17 Significant Mgt (Other Business Operations) (5 Nov 2002 to 18 May 2006)
- CF14 Risk Assessment (1 Dec 2001 to 14 Jan 2005)
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- CF17 Significant Mgt (Other Business Operations) (5 Nov 2002 to 14 Jan 2005)
- CF14 Risk Assessment (1 Dec 2001 to 14 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.