Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2024)
    • [FCA CF] Material risk taker (since 1 Dec 2024)
    • [FCA CF] Manager of certification employee (since 1 Dec 2024)
    • [FCA CF] Client dealing (since 1 Dec 2024)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • [FCA CF] Client dealing (5 Aug 2020 to 15 Dec 2023)
    • [FCA CF] Functions requiring qualifications (5 Aug 2020 to 15 Dec 2023)
    • [FCA CF] Manager of certification employee (5 Aug 2020 to 15 Dec 2023)
    • CF30 Customer (27 Apr 2018 to 8 Dec 2019)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (29 Jun 2011 to 31 Mar 2016)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
    • CF27 Investment Management (1 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.