Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AJ Bell Asset Management Limited
FRN 774048
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 1 Dec 2024)
- [FCA CF] Material risk taker (since 1 Dec 2024)
- [FCA CF] Manager of certification employee (since 1 Dec 2024)
- [FCA CF] Client dealing (since 1 Dec 2024)
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- [FCA CF] Client dealing (5 Aug 2020 to 15 Dec 2023)
- [FCA CF] Functions requiring qualifications (5 Aug 2020 to 15 Dec 2023)
- [FCA CF] Manager of certification employee (5 Aug 2020 to 15 Dec 2023)
- CF30 Customer (27 Apr 2018 to 8 Dec 2019)
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- CF30 Customer (29 Jun 2011 to 31 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 28 Feb 2011)
- CF27 Investment Management (1 Dec 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.