Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Investment Platform Limited
FRN 165359
- 10. Broker fund adviser
- 14. Managing investments
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [FCA CF] Client dealing (since 1 Jan 2025)
- [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
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- [FCA CF] Functions requiring qualifications (1 Jun 2023 to 1 Jun 2025)
- [FCA CF] Material risk taker (1 Jan 2023 to 1 Jun 2025)
- [FCA CF] Client dealing (12 Mar 2020 to 1 Jun 2025)
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- CF30 Customer (10 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (9 Jul 2014 to 6 Mar 2016)
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- CF30 Customer (9 Jul 2014 to 6 Mar 2016)
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- CF30 Customer (11 Apr 2013 to 22 Jun 2014)
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- CF30 Customer (21 Mar 2013 to 22 Jun 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.