Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF28 Systems and controls (28 Jun 2016 to 30 Apr 2019)
  • Phoenix Life CA Limited (no longer approved here)

    FRN 110481

    • CF28 Systems and controls (9 May 2011 to 6 Jan 2014)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • Responsible for Insurance Mediation (25 Sep 2008 to 24 Dec 2008)
    • CF28 Systems and controls (1 Nov 2007 to 4 Mar 2009)
    • CF14 Risk Assessment (11 Sep 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (11 Sep 2006 to 4 Mar 2009)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF28 Systems and controls (1 Nov 2007 to 4 Mar 2009)
    • CF10 Compliance Oversight (11 Sep 2006 to 4 Mar 2009)
    • CF14 Risk Assessment (11 Sep 2006 to 31 Oct 2007)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • CF28 Systems and controls (1 Nov 2007 to 4 Mar 2009)
    • CF14 Risk Assessment (11 Sep 2006 to 31 Oct 2007)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF28 Systems and controls (1 Nov 2007 to 4 Mar 2009)
    • CF10 Compliance Oversight (11 Sep 2006 to 4 Mar 2009)
    • CF14 Risk Assessment (11 Sep 2006 to 31 Oct 2007)
  • Vitality Health Limited (no longer approved here)

    FRN 400057

    • CF1 Director (11 Apr 2007 to 4 Mar 2009)
  • Vitality Corporate Services Limited (no longer approved here)

    FRN 461107

    • CF10 Compliance Oversight (11 Apr 2007 to 27 Mar 2008)
    • CF1 Director (11 Apr 2007 to 4 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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