Iain McNair MacKenzie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (21 Feb 2011 to 13 Nov 2012)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (3 Sep 2010 to 5 Jan 2011)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF30 Customer (1 Nov 2007 to 15 Feb 2009)
- CF22 Investment Adviser (Trainee) (3 Oct 2007 to 31 Oct 2007)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.