Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 20 Jun 2022)
- CF30 Customer (since 24 May 2022)
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Cedarwood Wealth Management Ltd
FRN 655489
- Employed By (since 24 May 2022)
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- [FCA CF] Client dealing (25 Aug 2020 to 17 Jun 2022)
- [FCA CF] Functions requiring qualifications (25 Aug 2020 to 17 Jun 2022)
- CF30 Customer (4 Dec 2017 to 8 Dec 2019)
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- CF30 Customer (1 Jun 2016 to 6 Dec 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.