Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 20 Jun 2022)
    • CF30 Customer (since 24 May 2022)
    • Employed By (since 24 May 2022)
  • Clydebank Financial Services Ltd (no longer approved here)

    FRN 222562

    • [FCA CF] Client dealing (25 Aug 2020 to 17 Jun 2022)
    • [FCA CF] Functions requiring qualifications (25 Aug 2020 to 17 Jun 2022)
    • CF30 Customer (4 Dec 2017 to 8 Dec 2019)
  • Heard Hamilton Financial Planning Ltd (no longer approved here)

    FRN 720807

    • CF30 Customer (1 Jun 2016 to 6 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.