Clydebank Financial Services Ltd

• Principal Place of Business

  67 Kilbowie Road

  Clydebank

  Dunbartonshire

  G81 1BL

  UNITED KINGDOM

  Phone

  +441419521500

  Web

  https://www.clydebankfinancial.co.uk

• Complaints Contact

  67 Kilbowie Road

  Clydebank

  Dunbartonshire

  G81 1BL

  UNITED KINGDOM

  Phone

  +441419521500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · which is provided in connection with investment advice activities, and buy-to-let mortgages, and second charge mortgages.
  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher James Scott Galloway

  IRN CJG00002

  • CF21 Investment Adviser (9 Mar 2005 to 16 Dec 2005)
  • CF22 Investment Adviser (Trainee) (12 Nov 2003 to 9 Mar 2005)
• David Robert Scott

  IRN DRS00019

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 25 Aug 2020)
  • [FCA CF] Functions requiring qualifications (since 25 Aug 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (16 May 2003 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 May 2003 to 8 Dec 2019)
  • CF21 Investment Adviser (16 May 2003 to 31 Oct 2007)
  • CF1 Director (16 May 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (16 May 2003 to 31 Mar 2009)
• Iain McCrae Mackay

  IRN IMM00012

  • [FCA CF] Client dealing (25 Aug 2020 to 17 Jun 2022)
  • [FCA CF] Functions requiring qualifications (25 Aug 2020 to 17 Jun 2022)
  • CF30 Customer (4 Dec 2017 to 8 Dec 2019)
• Kris Brown

  IRN KXB00591

  • [FCA CF] Functions requiring qualifications (1 Apr 2024 to 12 Jan 2026)
• Maureen O'Brien

  IRN MXO01131

  • [FCA CF] Functions requiring qualifications (25 Aug 2020 to 26 Apr 2024)
  • CF21 Investment Adviser (21 Nov 2003 to 6 Dec 2006)
  • CF22 Investment Adviser (Trainee) (16 May 2003 to 21 Nov 2003)
• Roma Ellen Haig

  IRN RXH25041

  • SMF3 Executive Director (since 26 Feb 2020)

No changes recorded yet.