Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Countrywide Principal Services Limited
FRN 301684
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Nov 2022)
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- CF21 Investment Adviser (9 Mar 2005 to 16 Dec 2005)
- CF22 Investment Adviser (Trainee) (12 Nov 2003 to 9 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.