Hugo Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Investment Management LLP

    FRN 580531

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (28 Dec 2016 to 30 May 2018)
    • CF30 Customer (7 May 2013 to 8 Dec 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Manager of certification employee (20 Jul 2022 to 1 Apr 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2026)
  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 30 Jun 2025)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 8 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

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