Hugh John Baxter Castle

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 7IM Investment and Retirement Solutions Limited

    FRN 787394

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 May 2026)
    • [FCA CF] Functions requiring qualifications (since 29 May 2025)
  • Seven Investment Management LLP

    FRN 589124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 May 2025)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2025)
    • CF30 Customer (10 Aug 2016 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (23 Mar 2015 to 5 Mar 2016)
    • CF1 Director (AR) (23 Mar 2015 to 5 Mar 2016)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (26 Jul 2013 to 21 Mar 2014)
  • The Access Bank UK Limited (no longer approved here)

    FRN 478415

    • CF30 Customer (4 Jun 2012 to 1 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

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