Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Saltus Financial Planning Limited
FRN 722703
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 18 Jun 2025)
- [FCA CF] Client dealing (since 10 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 10 Apr 2025)
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- [FCA CF] Client dealing (18 Feb 2020 to 6 Mar 2025)
- [FCA CF] Functions requiring qualifications (18 Feb 2020 to 6 Mar 2025)
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- [FCA CF] Functions requiring qualifications (18 Feb 2020 to 6 Mar 2025)
- [FCA CF] Client dealing (18 Feb 2020 to 6 Mar 2025)
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- CF30 Customer (7 Oct 2014 to 14 Oct 2019)
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- CF30 Customer (29 Jul 2013 to 6 Sep 2013)
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- CF30 Customer (1 Nov 2007 to 19 Aug 2009)
- CF22 Investment Adviser (Trainee) (18 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.