Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 18 Jun 2025)
    • [FCA CF] Client dealing (since 10 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2025)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (18 Feb 2020 to 6 Mar 2025)
    • [FCA CF] Functions requiring qualifications (18 Feb 2020 to 6 Mar 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (18 Feb 2020 to 6 Mar 2025)
    • [FCA CF] Client dealing (18 Feb 2020 to 6 Mar 2025)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF30 Customer (7 Oct 2014 to 14 Oct 2019)
  • City Asset Management Plc (no longer approved here)

    FRN 122483

    • CF30 Customer (29 Jul 2013 to 6 Sep 2013)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF30 Customer (1 Nov 2007 to 19 Aug 2009)
    • CF22 Investment Adviser (Trainee) (18 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.