Helen Therese Regan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amber Fund Management Limited

    FRN 495729

    • SMF16 Compliance Oversight (since 20 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Mar 2020)
  • Lazard Fund Managers Limited (no longer approved here)

    FRN 122190

    • CF11 Money Laundering Reporting (17 May 2010 to 13 Sep 2010)
    • CF10 Compliance Oversight (16 Jan 2004 to 12 Dec 2014)
  • Lazard Asset Management Limited (no longer approved here)

    FRN 121839

    • CF11 Money Laundering Reporting (16 Feb 2004 to 30 Apr 2004)
    • CF10 Compliance Oversight (16 Jan 2004 to 12 Dec 2014)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF1 Director (30 Jan 2003 to 23 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.