Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Mar 2020 to 30 Dec 2020)
- [FCA CF] Client dealing (1 Mar 2020 to 30 Dec 2020)
- CF30 Customer (8 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (14 Jun 2017 to 15 Mar 2019)
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- CF30 Customer (14 Jun 2017 to 15 Mar 2019)
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- CF30 Customer (5 Oct 2016 to 2 Jun 2017)
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- CF30 Customer (8 Jun 2015 to 26 Sep 2016)
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- CF30 Customer (3 Dec 2014 to 28 May 2015)
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- (4)Employed By (3 Dec 2014 to 28 May 2015)
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- CF1 Director (AR) (7 Jun 2011 to 19 Dec 2011)
- CF30 Customer (9 Jan 2009 to 29 Jun 2012)
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- CF21 Investment Adviser (7 Dec 2004 to 28 Jan 2005)
- CF22 Investment Adviser (Trainee) (1 Mar 2004 to 7 Dec 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.