Robson Laidler Financial Planning Limited

• Principal Place of Business

  Fernwood House

  Fernwood Road

  Jesmond

  Newcastle upon Tyne

  Tyne and Wear

  NE2 1TJ

  UNITED KINGDOM

  Phone

  +4401912818191

  Web

  https://www.robson-laidler.co.uk/wealth

• Complaints Contact

  Fernwood House

  Fernwood Road

  Jesmond

  Newcastle upon Tyne

  Tyne and Wear

  NE2 1TJ

  UNITED KINGDOM

  Phone

  +4401912818191

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Hadfield

  IRN AXH01213

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Jan 2025)
  • [FCA CF] Client dealing (since 9 Jan 2025)
• Amanda Cowie

  IRN AXC02478

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (19 Jun 2018 to 8 Dec 2019)
  • CF1 Director (1 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (12 Jun 2012 to 8 Dec 2019)
• David Wiseman

  IRN DXW01570

  • CF1 Director (2 Jan 2007 to 1 Apr 2017)
• Edwin Constable

  IRN EXC01218

  • CF1 Director (AR) (25 May 2011 to 19 Dec 2011)
  • CF1 Director (2 Jan 2007 to 1 Jul 2017)
• Emma Louise Purvis

  IRN EXP00130

  • [FCA CF] Client dealing (26 Nov 2021 to 9 Dec 2024)
  • [FCA CF] Functions requiring qualifications (26 Nov 2021 to 9 Dec 2024)
• Graham Martin Purvis

  IRN GMP01067

  • CF1 Director (AR) (25 May 2011 to 19 Dec 2011)
  • CF1 Director (2 Jan 2007 to 1 Jul 2017)
• Helen Jane Hamilton

  IRN HJE00002

  • CF1 Director (AR) (7 Jun 2011 to 19 Dec 2011)
  • CF30 Customer (9 Jan 2009 to 29 Jun 2012)
• John McNeil

  IRN JXM02335

  • CF1 Director (2 Jan 2007 to 30 Jun 2010)
• John Murdo O'Neill

  IRN JMO01088

  • CF1 Director (AR) (10 Jun 2011 to 19 Dec 2011)
• Martin Wardle

  IRN MXW02012

  • CF1 Director (24 Jul 2012 to 1 Jul 2017)

• O'Neill & Hamilton Financial Limited (no longer appointed)

  FRN 551252 · Appointed 17 May 2011 · Until 20 Apr 2012

No changes recorded yet.