Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Investment Platform Limited
FRN 165359
- 10. Broker fund adviser
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
- [FCA CF] Manager of certification employee (since 1 Jan 2025)
- [FCA CF] Material risk taker (since 1 Aug 2024)
- [FCA CF] Client dealing (since 17 Jul 2023)
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Quilter Life & Pensions Limited
FRN 207977
- [FCA CF] Material risk taker (since 1 Aug 2024)
- [FCA CF] Client dealing (since 17 Jul 2023)
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- [FCA CF] Functions requiring qualifications (1 Jun 2023 to 1 Jun 2025)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Jul 2024)
- [FCA CF] Manager of certification employee (1 Jun 2021 to 1 Jun 2025)
- [FCA CF] Client dealing (1 Jun 2020 to 1 Jun 2025)
- CF30 Customer (25 Feb 2019 to 8 Dec 2019)
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- CF30 Customer (14 Sep 2011 to 31 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.