Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 10. Broker fund adviser
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 1 Jan 2025)
    • [FCA CF] Material risk taker (since 1 Aug 2024)
    • [FCA CF] Client dealing (since 17 Jul 2023)
    • [FCA CF] Material risk taker (since 1 Aug 2024)
    • [FCA CF] Client dealing (since 17 Jul 2023)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 1 Jun 2025)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Jun 2021 to 1 Jun 2025)
    • [FCA CF] Client dealing (1 Jun 2020 to 1 Jun 2025)
    • CF30 Customer (25 Feb 2019 to 8 Dec 2019)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF30 Customer (14 Sep 2011 to 31 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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