Hazel Bowen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CG Wealth Planning Limited

    FRN 594155

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Jun 2023)
    • [FCA CF] Client dealing (since 6 Jun 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (7 Jul 2022 to 31 Mar 2023)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Functions requiring qualifications (14 May 2021 to 28 Feb 2022)
    • [FCA CF] Client dealing (14 May 2021 to 28 Feb 2022)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (14 May 2021 to 28 Feb 2022)
    • [FCA CF] Client dealing (14 May 2021 to 28 Feb 2022)
  • SMITH & PINCHING FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 186616

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Mar 2021)
    • CF30 Customer (17 Dec 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.