Hayley Owen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CJT Financial Planning Ltd

    FRN 512406

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Aug 2023)
    • [FCA CF] Manager of certification employee (since 17 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 17 Aug 2023)
    • [FCA CF] Significant management (since 17 Aug 2023)
    • SMF16 Compliance Oversight (since 10 Aug 2023)
    • SMF3 Executive Director (since 10 Aug 2023)
    • Responsible for Insurance Distribution (since 10 Aug 2023)
    • Responsibility for MCD Intermediation (10 Aug 2023 to 15 Nov 2023)
  • Butterworths Asset Management LLP

    FRN 931450

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 27 Jun 2022)
    • [FCA CF] Manager of certification employee (since 7 Jul 2021)
    • Responsible for Insurance Distribution (since 7 Jul 2021)
    • SMF16 Compliance Oversight (since 7 Jul 2021)
    • SMF27 Partner (since 7 Jul 2021)
    • [FCA CF] Client dealing (since 7 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 7 Jul 2021)
  • Pegasus Portfolio Planning LLP (no longer approved here)

    FRN 446163

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2020)
    • CF4 Partner (26 Jan 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Jan 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Jan 2006 to 8 Dec 2019)
  • WEALTH SOLUTIONS LIMITED (no longer approved here)

    FRN 468059

    • CF30 Customer (25 Apr 2017 to 31 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

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