WEALTH SOLUTIONS LIMITED

Companies House
04289777
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 8
    Bessemar Suite
    Ironworks House
    Warton Road
    Carnforth
    Lancashire
    LA5 9EX
    UNITED KINGDOM
    Phone
    +4401524271017

  • Complaints Contact

    Office 8
    Bessemer Suite
    Ironworks House
    Warton Road
    Carnforth
    Lancashire
    LA5 9EX
    UNITED KINGDOM
    Phone
    +4401524271017

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Stephen McKinley

    IRN GSM00019

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Apr 2026)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2026)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 8 Dec 2020)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 8 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Apr 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 9 Apr 2026)
    • [PRA CF] Key function holder (9 Dec 2019 to 8 Dec 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Apr 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Jul 2007 to 31 Mar 2009)
    • CF10 Compliance Oversight (9 Jul 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jul 2007 to 30 Sep 2018)
    • CF1 Director (9 Jul 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jul 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
  • Hayley Owen

    IRN HXO01061

    • CF30 Customer (25 Apr 2017 to 31 Aug 2018)
  • Heather McKinley

    IRN HXM01169

    • CF1 Director (9 Jul 2007 to 16 Jul 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.