CJT Financial Planning Ltd

• Principal Place of Business

  First Floor

  69 Garstang Road

  Fulwood

  Preston

  Lancs

  PR1 1LB

  UNITED KINGDOM

  Phone

  +4401204397053

  Web

  https://www.cjt.uk.com

• Complaints Contact

  First Floor

  69 Garstang Road

  Fulwood

  Preston

  Lancs

  PR1 1LB

  UNITED KINGDOM

  Phone

  +4401204397053

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Personal pension scheme, Stakeholder pension scheme

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gary David Radcliffe

  IRN GDR00016

  • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Oct 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2023)
  • SMF3 Executive Director (9 Dec 2019 to 24 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Nov 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Nov 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Nov 2023)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 24 Nov 2023)
  • CF11 Money Laundering Reporting (13 Sep 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (13 Sep 2010 to 30 Sep 2018)
  • CF10 Compliance Oversight (13 Sep 2010 to 8 Dec 2019)
  • CF1 Director (13 Sep 2010 to 8 Dec 2019)
  • CF30 Customer (13 Sep 2010 to 8 Dec 2019)
• Harris Bokhari

  IRN HXB01177

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Dec 2015 to 8 Dec 2019)
• Hayley Owen

  IRN HXO01061

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 17 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 17 Aug 2023)
  • [FCA CF] Client dealing (since 17 Aug 2023)
  • [FCA CF] Significant management (since 17 Aug 2023)
  • SMF3 Executive Director (since 10 Aug 2023)
  • SMF16 Compliance Oversight (since 10 Aug 2023)
  • Responsible for Insurance Distribution (since 10 Aug 2023)
  • Responsibility for MCD Intermediation (10 Aug 2023 to 15 Nov 2023)
• Iwan Kenneth Probert

  IRN IKP01012

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Aug 2023)
  • [FCA CF] Significant management (since 17 Aug 2023)
  • [FCA CF] Client dealing (since 17 Aug 2023)
  • SMF3 Executive Director (since 11 Aug 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Aug 2023)
• Patricia Mosley

  IRN PXM02159

  • CF30 Customer (1 Feb 2011 to 31 Oct 2012)
• Peter Denis Yates

  IRN PXY00020

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 14 Jul 2021)
  • [FCA CF] Client dealing (since 14 Jul 2021)

No changes recorded yet.