Gary David Radcliffe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CJT Financial Planning Ltd (no longer approved here)

    FRN 512406

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Oct 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Nov 2023)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 24 Nov 2023)
    • CF11 Money Laundering Reporting (13 Sep 2010 to 8 Dec 2019)
    • CF1 Director (13 Sep 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Sep 2010 to 30 Sep 2018)
    • CF30 Customer (13 Sep 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Sep 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.