Harriet Eleanor Alexander

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pantheon Ventures (UK) LLP (no longer approved here)
FRN 520240
- [FCA CF] Client dealing (20 Jun 2022 to 30 Nov 2023)
Hermes GPE LLP (no longer approved here)
FRN 511314
- [FCA CF] Client dealing (1 Apr 2020 to 13 Aug 2021)
- CF30 Customer (14 Oct 2019 to 8 Dec 2019)
King Street (Europe) LLP (no longer approved here)
FRN 432783
- CF30 Customer (9 Apr 2018 to 2 Jun 2019)
Ashmore Investment Management Limited (no longer approved here)
FRN 185402
- CF30 Customer (14 Jun 2011 to 30 Sep 2013)
Bloomberg Tradebook Europe Limited (no longer approved here)
FRN 187492
- CF30 Customer (23 Jul 2009 to 1 Mar 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.