Guy Iain Oliver Riches

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MONETA MARKETS CAPITAL LTD
FRN 613381
- SMF3 Executive Director (since 5 Apr 2022)
- CF30 Customer (4 Oct 2019 to 30 Jul 2021)
- CF1 Director (AR) (15 Aug 2018 to 30 Jan 2019)
Axi Financial Services (UK) Limited (no longer approved here)
FRN 466201
- CF1 Director (AR) (22 Nov 2017 to 7 Mar 2018)
Wiston Investment Capital Limited (no longer approved here)
FRN 793170
- Employed By (22 Nov 2017 to 7 Mar 2018)
LONDON CAPITAL GROUP LIMITED (no longer approved here)
FRN 182110
- CF26 Customer Trading (24 Nov 2006 to 6 Jun 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.