MONETA MARKETS CAPITAL LTD

Date authorised
17 November 2014
Companies House
08279988
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Token House
    11-12 Tokenhouse Yard
    London
    EC2R 7AS
    UNITED KINGDOM
    Phone
    +4402077092038
    Web
    https://www.monetamarkets.co.uk

  • Complaints Contact

    Token House
    11-12 Tokenhouse Yard
    London
    City Of London
    EC2R 7AS
    UNITED KINGDOM
    Phone
    +4402077092038

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 2 limitations
    • · (i) Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook; and (ii) underwrite MiFID instruments and/or place MiFID financial instruments on a firm commitment basis
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anil Dilip Mirpuri

    IRN ADM01285

    • CF30 Customer (16 Nov 2015 to 13 Sep 2018)
  • BIN HONG

    IRN BXH01652

    • CF1 Director (AR) (21 Sep 2017 to 31 Oct 2018)
    • CF30 Customer (21 Sep 2017 to 31 Oct 2018)
  • Christopher Michael Andre Forster

    IRN CMF01041

    • [FCA CF] Significant management (since 2 Dec 2025)
  • Dale Emery

    IRN DRE01050

    • SMF3 Executive Director (since 21 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Nov 2022)
    • SMF16 Compliance Oversight (since 29 Nov 2022)
  • David Percy Buswell Beard

    IRN DPB01053

    • CF30 Customer (31 Jul 2017 to 20 Jan 2020)
  • Dian Sun

    IRN DXS02981

    • CF1 Director (AR) (23 Sep 2019 to 23 Nov 2020)
    • CF30 Customer (23 Sep 2019 to 23 Nov 2020)
  • Guy Iain Oliver Riches

    IRN GIR00006

    • SMF3 Executive Director (since 5 Apr 2022)
    • CF30 Customer (4 Oct 2019 to 30 Jul 2021)
    • CF1 Director (AR) (15 Aug 2018 to 30 Jan 2019)
  • Hung Yu Chi

    IRN HYC01004

    • CF10 Compliance Oversight (20 Sep 2018 to 13 Sep 2019)
    • CF11 Money Laundering Reporting (20 Sep 2018 to 13 Sep 2019)
  • Ingvar Angus Sigurd Irvine

    IRN IAI01001

    • CF10a CASS Oversight function (6 Oct 2016 to 17 Jul 2019)
    • CF11 Money Laundering Reporting (28 Oct 2015 to 26 Sep 2018)
    • CF10 Compliance Oversight (28 Oct 2015 to 26 Sep 2018)
    • CF30 Customer (17 Nov 2014 to 17 Jul 2019)
    • CF1 Director (17 Nov 2014 to 17 Jul 2019)
  • James Roddy

    IRN JXR01567

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
    • CF30 Customer (31 Mar 2016 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.