MONETA MARKETS CAPITAL LTD

• Principal Place of Business

  Token House

  11-12 Tokenhouse Yard

  London

  EC2R 7AS

  UNITED KINGDOM

  Phone

  +4402077092038

  Web

  https://www.monetamarkets.co.uk

• Complaints Contact

  Token House

  11-12 Tokenhouse Yard

  London

  City Of London

  EC2R 7AS

  UNITED KINGDOM

  Phone

  +4402077092038

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 2 limitations Hide limitations

  • · (i) Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook; and (ii) underwrite MiFID instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Richard Welch

  IRN JRW01123

  • CF1 Director (AR) (20 Aug 2019 to 8 Jan 2020)
  • CF30 Customer (20 Aug 2019 to 8 Jan 2020)
• KIRIT BALUBHAI MISTRY

  IRN KXM20962

  • [FCA CF] Significant management (9 Dec 2019 to 14 Jan 2026)
• LEE ROY HOLMES

  IRN LRH01033

  • CF1 Director (24 Nov 2017 to 10 Oct 2019)
  • CF30 Customer (27 Sep 2016 to 10 Oct 2019)
• Lalithkumar Shanmuganathan

  IRN LXS00254

  • [FCA CF] Client dealing (since 3 Feb 2022)
  • [FCA CF] CASS oversight function (since 1 Nov 2020)
• Mark David Ackred

  IRN MDA01052

  • CF1 Director (AR) (3 Jul 2017 to 9 Feb 2022)
  • CF30 Customer (3 Jul 2017 to 9 Feb 2022)
• Marta Filipowicz

  IRN MXF00198

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
• Martin Geoffrey Slaney

  IRN MGS01052

  • CF1 Director (AR) (20 Jun 2017 to 12 Jan 2018)
• Matthew Joseph William Kirkham

  IRN MJK01215

  • CF1 Director (AR) (26 Jul 2018 to 5 Jun 2019)
• Paul Derek Sawyer

  IRN PDS01117

  • CF10 Compliance Oversight (17 Nov 2014 to 31 Oct 2015)
  • CF11 Money Laundering Reporting (17 Nov 2014 to 31 Oct 2015)
• Piyushkumar Vinodbhai Parekh

  IRN PVP01012

  • SMF3 Executive Director (9 Dec 2019 to 22 Dec 2025)
  • CF1 Director (17 Nov 2014 to 8 Dec 2019)

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No changes recorded yet.