Guy Blair Tulloch

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 12 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Jan 2021)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Dec 2020)
    • CF30 Customer (6 Dec 2018 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (11 Jul 2012 to 30 Jun 2014)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF30 Customer (1 Nov 2007 to 5 Aug 2008)
    • CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.