Guillaume Jacques Gerard Nicolle

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Graham Capital LLP (no longer approved here)

    FRN 564058

    • [FCA CF] Client dealing (25 May 2023 to 13 Jan 2025)
  • Alphadyne Asset Management (UK) LLP (no longer approved here)

    FRN 603570

    • CF3 Chief Executive (2 Apr 2014 to 31 Jul 2017)
    • CF4 Partner (1 Oct 2013 to 31 Jul 2017)
    • CF10 Compliance Oversight (1 Oct 2013 to 31 Jul 2017)
    • CF11 Money Laundering Reporting (1 Oct 2013 to 31 Jul 2017)
    • CF30 Customer (1 Oct 2013 to 31 Jul 2017)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2004)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.