Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2009 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2009 to 8 Dec 2019)
  • AVINGTON FINANCIAL LIMITED (no longer approved here)

    FRN 440823

    • CF1 Director (15 Mar 2006 to 2 May 2006)
    • CF10 Compliance Oversight (15 Mar 2006 to 2 May 2006)
    • CF11 Money Laundering Reporting (15 Mar 2006 to 2 May 2006)
    • CF23 Corporate Finance Adviser (15 Mar 2006 to 2 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.