Piton Capital LLP

• Principal Place of Business

  4 Winsley Street

  Mappin House

  London

  Westminster

  W1W 8HF

  UNITED KINGDOM

  Phone

  +4407594463017

  Web

  https://www.pitoncap.com

• Complaints Contact

  4 Winsley Street

  Mappin House

  Westminster

  London

  W1W 8HF

  UNITED KINGDOM

  Phone

  +4407594463017

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Private Investment Funds

• . Mid - Atlantic Partners Ltd

  IRN XXM01096

  • CF4 Partner (1 Jul 2009 to 13 Jun 2014)
• Andrin Bachmann

  IRN AXB02023

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jul 2009 to 13 Jun 2014)
  • CF30 Customer (1 Jul 2009 to 8 Dec 2019)
  • CF4 Partner (1 Jul 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jul 2009 to 13 Jun 2014)
• Anushka Sikka

  IRN AXS05384

  • SMF16 Compliance Oversight (since 17 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2025)
• Bobur Ashurov

  IRN BXA00118

  • [FCA CF] Client dealing (28 Jul 2021 to 28 Feb 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Jul 2021)
• Edouard Georges Henri Mercier

  IRN EGM01027

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Jul 2009 to 8 Dec 2019)
  • CF4 Partner (1 Jul 2009 to 8 Dec 2019)
• Gregory Kilbourn Lockwood

  IRN GKL01007

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Jul 2009 to 8 Dec 2019)
  • CF4 Partner (1 Jul 2009 to 8 Dec 2019)
• Helen Clark

  IRN HXC01313

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2025)
  • CF10a CASS Oversight function (22 Oct 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (28 Feb 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 Feb 2014 to 8 Dec 2019)
  • CF4 Partner (28 Feb 2014 to 8 Dec 2019)
• Kjell Carl Richard Setterwall

  IRN KXS00299

  • [FCA CF] Client dealing (3 Feb 2020 to 31 Oct 2021)
• Michael Macklin

  IRN MXM00611

  • [FCA CF] Client dealing (since 1 Aug 2023)
• Mira Rumenova Mihaylova

  IRN MRM01161

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)

No changes recorded yet.