Gregory Edouard Marie Berthier

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Swiss Re Capital Markets Limited
FRN 187863
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Dec 2016 to 8 Dec 2019)
MUFG Securities EMEA plc (no longer approved here)
FRN 124512
- CF30 Customer (1 May 2013 to 20 Feb 2014)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (23 Dec 2009 to 8 Jun 2011)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (3 Apr 2009 to 17 Sep 2009)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- CF30 Customer (1 Nov 2007 to 24 Aug 2008)
- CF21 Investment Adviser (7 Oct 2002 to 31 Oct 2007)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (1 Nov 2007 to 11 Mar 2008)
- CF21 Investment Adviser (7 Oct 2002 to 31 Oct 2007)
EDF Trading Markets Limited (no longer approved here)
FRN 197427
- CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.