Graham Hertrich

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SINGER CAPITAL MARKETS SECURITIES LIMITED

    FRN 453676

    • [FCA CF] Manager of certification employee (since 30 Jul 2025)
    • [FCA CF] Client dealing (since 17 Jun 2025)
    • [FCA CF] Material risk taker (since 17 Jun 2025)
  • Singer Capital Markets Advisory LLP

    FRN 568323

    • [FCA CF] Manager of certification employee (since 30 Jul 2025)
    • [FCA CF] Material risk taker (since 17 Jun 2025)
    • [FCA CF] Client dealing (since 17 Jun 2025)
  • J & E Davy (UK) Limited (no longer approved here)

    FRN 172140

    • [FCA CF] Manager of certification employee (22 Dec 2023 to 7 Apr 2025)
    • [FCA CF] Client dealing (1 Jul 2022 to 7 Apr 2025)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (27 Apr 2017 to 8 Dec 2019)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (28 Feb 2012 to 30 Sep 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 Sep 2011 to 1 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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