Graham Barry Connor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lumin Wealth Limited

    FRN 775068

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Dec 2023)
    • [FCA CF] Client dealing (since 13 Dec 2023)
  • Tavistock Private Client Limited (no longer approved here)

    FRN 210782

    • [FCA CF] Client dealing (3 Oct 2022 to 3 Nov 2023)
    • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 3 Nov 2023)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Oct 2022)
    • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
  • Highwood Financial Services (no longer approved here)

    FRN 135717

    • CF30 Customer (28 Feb 2018 to 21 Aug 2019)
  • Lifetime Wealth Management Limited (no longer approved here)

    FRN 400358

    • (42)Employed By (8 May 2017 to 31 Jan 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (8 May 2017 to 31 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.