Glenn Patrick Branney

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julius Baer International Limited

    FRN 139179

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 3 Feb 2025)
    • CF30 Customer (24 Nov 2017 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 27 Jun 2008)
    • CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (7 Oct 2003 to 30 Jun 2007)
    • CF22 Investment Adviser (Trainee) (14 Apr 2003 to 7 Oct 2003)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.