Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 16 Mar 2020)
    • SMF1 Chief Executive (since 16 Mar 2020)
    • SMF16 Compliance Oversight (since 16 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Mar 2020)
  • Smythe House Limited (no longer approved here)

    FRN 583142

    • CF30 Customer (23 Jan 2013 to 6 Mar 2020)
    • CF4 Partner (AR) (23 Jan 2013 to 6 Mar 2020)
  • Zelig Associates Europe LLP (no longer approved here)

    FRN 593120

    • Employed By (23 Jan 2013 to 6 Mar 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (3 Jul 2012 to 25 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.