Date authorised
16 March 2020
Companies House
08726765
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Token House
    11-12 Tokenhouse Yard
    London
    EC2R 7AS
    UNITED KINGDOM
    Phone
    +447771640296
  • Complaints Contact

    Token House
    11-12 Tokenhouse Yard
    London
    EC2R 7AS
    UNITED KINGDOM
    Phone
    +447771640296

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Government and public security, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chris Fong

    IRN CXF01422

    • SMF3 Executive Director (since 16 Mar 2020)
  • Gerd Weissenboeck

    IRN GXW01185

    • SMF1 Chief Executive (since 16 Mar 2020)
    • SMF16 Compliance Oversight (since 16 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Mar 2020)
    • SMF3 Executive Director (since 16 Mar 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.